Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
BROOKFIELD ASSET MANAGEMENT INC.
Jurisdiction of Incorporation/Organization
ON
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- BRASCAN CORP/
- EDPERBRASCAN CORP
- BRASCAN LTD
Item 2 Issuer Principal Place of Business and Contact Information
SUITE 300, BROOKFIELD PLACE
181 BAY ST. P.O. BOX 762
TORONTO, A6 M5J2T3
Phone Number:
subscription required
Item 3. Related Persons
Name
BARRY BLATTMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JEFFREY BLIDNER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD CLARK
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOSEPH FREEDMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
HARRY GOLDGUT
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BRIAN KINGSTON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BRIAN LAWSON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD LEGAULT
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LUIZ LOPES
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CYRUS MADON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GEORGE MYHAL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JACK COCKWELL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARCEL COUTU
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
TREVOR EYTON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BRUCE FLATT
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
JAMES GRAY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ROBERT HARDING
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MAUREEN KEMPSTON DARKES
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID KERR
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LANCE LIEBMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PHILIP LIND
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
G. WALLACE MCCAIN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
FRANK MCKENNA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JACK MINTZ
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
YOUSSEF NASR
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES PATTISON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GEORGE TAYLOR
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SAM POLLOCK
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
INVESTING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
OVER $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
02/11/2011
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 12. Sales Compensation
Recipient
RBC CAPITAL MARKETS, LLC
Recipient CRD Number
31194
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
3 WORLD FINANCIAL CENTER
200 VESEY STREET
NEW YORK, NY 10281
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
1642500
Total Amount Sold
1642500
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
65700.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
BROOKFIELD ASSET MANAGEMENT INC.
Issuer Signature
/S/ JEFFREY HAAR
Signer Name
JEFFREY HAAR
Signer Title
SVP, LEGAL AND CORPORATE SECRETARY
Signature Date
02/25/2011
