Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
QVT OVERSEAS LTD
Jurisdiction of Incorporation/Organization
CA
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
C/O WALKERS, WALKER HOUSE
87 MARY STREET
GEORGE TOWN, GRAND CAYMAN, E9 KY1-9002
Phone Number:
subscription required
Item 3. Related Persons
Name
DANIEL ALLEN GOLD
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
IAN PILGRIM
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
W. WILLIAM WOODS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
NICHOLAS DAVID STUPNICK BRUMM
Address
subscription required
Relationship(s)
Clarification of Response
ALTERNATE DIRECTOR
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
10/24/2003
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
5000000
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
270266484
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
27
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE INVESTMENT MANAGER IS ENTITLED TO RECEIVE A MANAGEMENT FEE BASED ON ASSETS UNDER MANAGEMENT.
Signature and Submission
Issuer Name
QVT OVERSEAS LTD
Issuer Signature
/S/ DANIEL GOLD
Signer Name
DANIEL GOLD
Signer Title
DIRECTOR
Signature Date
01/31/2011
