Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
SMITH, MOORE CO.
Jurisdiction of Incorporation/Organization
MI
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
7777 BONHOMME AVE., SUITE 2400
ST. LOUIS, MO 63105
Phone Number:
subscription required
Item 3. Related Persons
Name
STEWART J. DEUTSCH
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
PRESIDENT AND CHIEF EXECUTIVE OFFICER
Item 3. Related Persons
Name
DONNA B. FREDERICK
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CHIEF OPERATING OFFICER
Item 3. Related Persons
Name
THOMAS A. GONSALVES
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
SECRETARY
Item 3. Related Persons
Name
PHILIP H. PLACK
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
VICE PRESIDENT
Item 3. Related Persons
Name
KENT SCHMIDT
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
TIMOTHY E. SCHULTE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CHAIRMAN OF THE BOARD
Item 3. Related Persons
Name
JULI NIEMANN
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER BANKING AND FINANCIAL SERVICES
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
05/30/2012
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
119084
Total Amount Sold
89313
Total Remaining to be Sold
29771
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
3
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
SMITH, MOORE CO.
Issuer Signature
/S/ STEWART J. DEUTSCH
Signer Name
STEWART J. DEUTSCH
Signer Title
PRESIDENT AND CHIEF EXECUTIVE OFFICER
Signature Date
06/06/2012