Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
SMITH, MOORE CO.
Jurisdiction of Incorporation/Organization
MI
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

7777 BONHOMME AVE., SUITE 2400
ST. LOUIS, MO 63105
Phone Number: subscription required

Item 3. Related Persons

Name
STEWART J. DEUTSCH
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
PRESIDENT AND CHIEF EXECUTIVE OFFICER

Item 3. Related Persons

Name
DONNA B. FREDERICK
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
CHIEF OPERATING OFFICER

Item 3. Related Persons

Name
THOMAS A. GONSALVES
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
SECRETARY

Item 3. Related Persons

Name
PHILIP H. PLACK
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
VICE PRESIDENT

Item 3. Related Persons

Name
KENT SCHMIDT
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
TIMOTHY E. SCHULTE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
CHAIRMAN OF THE BOARD

Item 3. Related Persons

Name
JULI NIEMANN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 4. Industry Group

OTHER BANKING AND FINANCIAL SERVICES

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
05/30/2012

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Equity

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
0

Item 13. Offering and Sales Amounts

Total Offering Amount
119084
Total Amount Sold
89313
Total Remaining to be Sold
29771
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
3

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
SMITH, MOORE CO.
Issuer Signature
/S/ STEWART J. DEUTSCH
Signer Name
STEWART J. DEUTSCH
Signer Title
PRESIDENT AND CHIEF EXECUTIVE OFFICER
Signature Date
06/06/2012
WhaleWisdom Logo

Elevate your investments