Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
QVT OFFSHORE LTD.
Jurisdiction of Incorporation/Organization
CA
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- OVT OFFSHORE LTD.
- QVT OVERSEAS LTD
Item 2 Issuer Principal Place of Business and Contact Information
WALKERS CORPORATE SERVICES LIMITED
WALKER HOUSE, 87 MARY STREET
GEORGE TOWN, GRAND CAYMAN, E9 KY1-9005
Phone Number:
subscription required
Item 3. Related Persons
Name
DANIEL ALLEN GOLD
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
IAN PILGRIM
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WILLIAM W. WOODS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
NICHOLAS DAVID STUPNICK BRUMM
Address
subscription required
Relationship(s)
Clarification of Response
ALTERNATE DIRECTOR
Item 3. Related Persons
Name
N/A QVT FINANCIAL LP
Address
subscription required
Relationship(s)
Clarification of Response
INVESTMENT MANAGER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
03/01/2012
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
5000
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
93473992
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
13
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE INVESTMENT MANAGER IS ENTITLED TO RECEIVE A MANAGEMENT FEE BASED ON ASSETS UNDER MANAGEMENT AND AN INCENTIVE FEE BASED ON PERFORMANCE.
Signature and Submission
Issuer Name
QVT OFFSHORE LTD.
Issuer Signature
DANIEL GOLD
Signer Name
DANIEL GOLD
Signer Title
DIRECTOR
Signature Date
05/08/2012