Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
QVT OFFSHORE LTD.
Jurisdiction of Incorporation/Organization
CA
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • OVT OFFSHORE LTD.
  • QVT OVERSEAS LTD
Entity Type
OTHER

Item 2 Issuer Principal Place of Business and Contact Information

WALKERS CORPORATE SERVICES LIMITED
WALKER HOUSE, 87 MARY STREET
GEORGE TOWN, GRAND CAYMAN, E9 KY1-9005
Phone Number: subscription required

Item 3. Related Persons

Name
DANIEL ALLEN GOLD
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
IAN PILGRIM
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
WILLIAM W. WOODS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
NICHOLAS DAVID STUPNICK BRUMM
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
ALTERNATE DIRECTOR

Item 3. Related Persons

Name
N/A QVT FINANCIAL LP
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
INVESTMENT MANAGER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
03/01/2012

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
5000

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
93473992
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
13

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE INVESTMENT MANAGER IS ENTITLED TO RECEIVE A MANAGEMENT FEE BASED ON ASSETS UNDER MANAGEMENT AND AN INCENTIVE FEE BASED ON PERFORMANCE.

Signature and Submission

Issuer Name
QVT OFFSHORE LTD.
Issuer Signature
DANIEL GOLD
Signer Name
DANIEL GOLD
Signer Title
DIRECTOR
Signature Date
05/08/2012
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