Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-17-024530
Date:2017-10-12
Issuer: KALVISTA PHARMACEUTICALS, INC. (KALV)
Original Submission Date:

Reporting Person:

ALDRICH RICHARD
C/O LONGWOOD CAPITAL
PRUDENTIAL TOWER, 800 BOYLSTON STREET, S BOSTON, MA 02199

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2017-10-12 P 565,065 a $8.61 934,484 indirect f1,f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reportable securities are owned directly by longwood fund ii, lp, a delaware limited partnership ("longwood ii"). longwood fund ii gp, llc, a delaware limited liability company ("longwood ii gp"), is the general partner of longwood ii and exercises voting and investment power with respect to the securities owned directly by longwood ii. longwood ii's investment adviser is longwood fund management, llc ("longwood management"). each of the reporting person, who is a member of the issuer's board of directors, and christoph westphal, m.d., ph.d. ("westphal") are the managers (and are members) of longwood ii gp and may be deemed to share voting and investment power with respect to the securities owned by longwood ii.
f2 (continue from footnote 1) each of the reporting person, westphal, longwood ii gp and longwood management disclaims beneficial ownership of the shares held by longwood ii and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of section 16 or any other purpose, except to the extent of their respective pecuniary interests therein.
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