Accession Number: | 0001445866-17-001467 |
Date: | 2017-10-19 |
Issuer: | SUMMER ENERGY HOLDINGS INC (SUME) |
Original Submission Date: |
LEIBMAN NEIL
800 BERING DRIVE
SUITE 260
HOUSTON, TX 77057
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2017-10-19 | P | 2,540 | a | $2.42 | 84,378 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the shares were purchased at a price of $2.421 per share. |
f2 | the reported securities were purchased by northeast opco, llc, a texas limited liability company of which the reporting person is an officer and control person as well as a 20% owner. the reporting person disclaims beneficial ownership of the shares of common stock held by northeast opco, llc, except to the extent of his pecuniary interest therein. the purchases were made pursuant to a 10b5-1 trading plan adopted by northeast opco, llc, on june 5, 2017. |