Form Type: 4

SEC EDGAR Link
Accession Number:0001445866-17-001467
Date:2017-10-19
Issuer: SUMMER ENERGY HOLDINGS INC (SUME)
Original Submission Date:

Reporting Person:

LEIBMAN NEIL
800 BERING DRIVE
SUITE 260 HOUSTON, TX 77057

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2017-10-19 P 2,540 a $2.42 84,378 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares were purchased at a price of $2.421 per share.
f2 the reported securities were purchased by northeast opco, llc, a texas limited liability company of which the reporting person is an officer and control person as well as a 20% owner. the reporting person disclaims beneficial ownership of the shares of common stock held by northeast opco, llc, except to the extent of his pecuniary interest therein. the purchases were made pursuant to a 10b5-1 trading plan adopted by northeast opco, llc, on june 5, 2017.
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