Accession Number: | 0001174567-17-000003 |
Date: | 2017-10-20 |
Issuer: | RETRACTABLE TECHNOLOGIES INC (RVP) |
Original Submission Date: |
SHAW THOMAS J
511 LOBO LANE
LITTLE ELM, TX 75068
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2017-10-20 | P | 18,000 | a | $0.62 | 13,083,642 | direct | ||
COMMON STOCK | 2017-10-20 | 0 | $0.00 | 4,270,000 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | the purchases reported in this form 4 were effected pursuant to a rule 10b5-1 purchase plan entered into on september 29, 2017. |
f2 | represents the weighted average purchase price. mr. shaw will provide to the sec, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each price, upon written request. |
f3 | mr. shaw has investment power of 1,500,000 shares as trustee for the benefit of immediate family members. mr. shaw has voting control over the remainder of the shares pursuant to a voting agreement. |