Accession Number: | 0001225208-17-016437 |
Date: | 2017-10-19 |
Issuer: | HARLEY DAVIDSON INC (HOG) |
Original Submission Date: |
OLIN JOHN A
HARLEY-DAVIDSON, INC.
3700 WEST JUNEAU AVENUE
MILWAUKEE, WI 53208
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2017-10-19 | M | 28,760 | a | $39.04 | 65,722 | direct | ||
COMMON STOCK | 2017-10-19 | S | 28,760 | d | $48.03 | 36,962 | direct | ||
COMMON STOCK | 2017-10-19 | 0 | $0.00 | 455 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 39.04 | 2017-10-19 | deemed execution date | M | 28,760 (d) | 2009-02-13 | 2018-02-13 | common stock 28,760 | $39.04 | 0 | direct | |
RESTRICTED STOCK UNITS | 0.0 | 2017-10-19 | deemed execution date | 0 ( ) | common stock 20,735 | $0.00 | 20,735 | direct | ||||
STOCK OPTION (RIGHT TO BUY) | 12.3 | 2017-10-19 | deemed execution date | 0 ( ) | 2010-02-12 | 2019-02-12 | common stock 12,587 | $12.30 | 12,587 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 22.63 | 2017-10-19 | deemed execution date | 0 ( ) | 2011-02-10 | 2020-02-10 | common stock 44,465 | $22.63 | 44,465 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 28.54 | 2017-10-19 | deemed execution date | 0 ( ) | 2010-10-19 | 2019-10-19 | common stock 30,000 | $28.54 | 30,000 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 41.33 | 2017-10-19 | deemed execution date | 0 ( ) | 2012-02-09 | 2021-02-09 | common stock 13,059 | $41.33 | 13,059 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 45.32 | 2017-10-19 | deemed execution date | 0 ( ) | 2013-02-06 | 2022-02-06 | common stock 20,194 | $45.32 | 20,194 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 51.78 | 2017-10-19 | deemed execution date | 0 ( ) | 2014-02-04 | 2023-02-04 | common stock 22,825 | $51.78 | 22,825 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 62.33 | 2017-10-19 | deemed execution date | 0 ( ) | 2015-02-04 | 2024-02-04 | common stock 22,726 | $62.33 | 22,726 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 63.49 | 2017-10-19 | deemed execution date | 0 ( ) | 2016-02-03 | 2025-02-03 | common stock 25,453 | $63.49 | 25,453 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 68.91 | 2017-10-19 | deemed execution date | 0 ( ) | 2008-02-14 | 2017-02-14 | common stock 6,111 | $68.91 | 6,111 | direct |
ID | footnote |
---|---|
f1 | the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $48.01 to $48.115 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f2 | granted pursuant to the harley-davidson, inc. 2009 incentive stock plan. |
f3 | all options are currently exercisable. |
f4 | granted pursuant to the harley-davidson, inc. 2014 incentive stock plan. |
f5 | each restricted stock unit represents a contingent right to receive one share of stock. one-third of the units granted on 2/3/2015, 2/2/2016 and february 1, 2017 (granted pursuant to the 2014 incentive stock plan) each vest on each of the first three anniversaries of the date of grant. units are subject to forfeiture until vested. |
f6 | granted pursuant to the harley-davidson, inc. 2004 incentive stock plan. |
f7 | options granted pursuant to the harley-davidson, inc. 2014 incentive stock plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. |