Accession Number: | 0000899243-17-028897 |
Date: | 2017-12-13 |
Issuer: | OAKTREE SPECIALTY LENDING CORP (OCSL) |
Original Submission Date: |
OAKTREE CAPITAL MANAGEMENT LP
333 SOUTH GRAND AVENUE, 28TH FLOOR
LOS ANGELES, CA 90071
OAKTREE HOLDINGS, INC.
333 SOUTH GRAND AVENUE
28TH FLOOR
LOS ANGELES, CA 90071
OAKTREE CAPITAL GROUP, LLC
333 SOUTH GRAND AVENUE
28TH FLOOR
LOS ANGELES, CA 90071
OAKTREE CAPITAL GROUP HOLDINGS GP, LLC
333 SOUTH GRAND AVENUE
28TH FLOOR
LOS ANGELES, CA 90071
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2017-12-13 | P | 138,000 | a | $4.80 | 138,000 | indirect | f3,f4 | |
COMMON STOCK | 2017-12-14 | P | 138,000 | a | $4.78 | 276,000 | indirect | f3,f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the shares reported as purchased on december 13, 2017 were purchased in multiple transactions at actual purchase prices ranging from $4.775 to $4.83 per share. the price reported reflects the weighted average purchase price for the transactions. the reporting persons undertake to provide, upon request by the staff of the securities and exchange commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
f2 | the shares reported as purchased on december 14, 2017 were purchased in multiple transactions at actual purchase prices ranging from $4.68 to $4.84 per share. the price reported reflects the weighted average purchase price for the transactions. the reporting persons undertake to provide, upon request by the staff of the securities and exchange commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
f3 | oaktree capital i, l.p., a delaware limited partnership ("capital i") purchased shares of the common stock (the "common stock") of oaktree specialty lending corporation ("issuer") on the open market. ocm holdings i, llc, a delaware limited liability company ("holdings i"), serves as the general partner of capital i. oaktree holdings, llc, a delaware limited liability company ("holdings"), serves as the managing member of holdings i. oaktree capital group, llc, a delaware limited liability company ("ocg") and a reporting person for the purposes of this form 4, serves as the managing member of holdings. oaktree capital group holdings gp, llc, a delaware limited liability company and a reporting person for the purposes of this form 4, serves as the duly elected manager of ocg. |
f4 | on july 13, 2017, oaktree capital management, l.p. ("oaktree") entered into a voting agreement, dated as of july 13, 2017 (the "voting agreement"), with fifth street holdings, l.p., leonard m. tannenbaum, the leonard m. tannenbaum foundation, the tannenbaum family 2012 trust and 777 west putnam avenue llc (collectively, the "stockholders") with respect to the shares of common stock, par value $0.01 per share, of the issuer (the "common stock") owned by the stockholders. as a result, oaktree and the other reporting persons may be deemed to beneficially own, pursuant to rule 13d-3 under the securities exchange act of 1934, as amended, in excess of 10% of the issued and outstanding common stock. see the form 3 filed by the reporting persons with the securities and exchange commission on july 21, 2017 with respect to the issuer for additional information. |