Form Type: 4

SEC EDGAR Link
Accession Number:0001493152-18-003640
Date:2018-03-20
Issuer: OCEAN POWER TECHNOLOGIES, INC. (OPTT)
Original Submission Date:

Reporting Person:

KIRBY GEORGE H III
C/O OCEAN POWER TECHNOLOGIES, INC.
28 ENGELHARD DRIVE MONROE TOWNSHIP, NJ 08831

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-03-20 P 7,000 a $1.16 108,831 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents 7,000 shares that were purchase in the open market in multiple transactions at prices between $1.15 and $1.16
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