Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-18-043487
Date:2018-07-18
Issuer: AVEO PHARMACEUTICALS INC (AVEO)
Original Submission Date:

Reporting Person:

SONSINI PETER W.
2855 SAND HILL ROAD
MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-07-18 P 200,000 a $1.95 17,983,722 indirect f2
COMMON STOCK 2018-07-19 P 50,600 a $2.00 18,034,322 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $1.9125 to $1.99, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this form 4.
f2 the reporting person is a manager of nea 15 gp, llc, ("nea 15 gp") which is the sole general partner of nea partners 15, l.p. ("nea partners 15"). nea partners 15 is the sole general partner of new enterprise associates 15, l. p. ("nea 15"). nea 15 is the sole member of growth equity opportunities fund iv, llc ("geo iv"), which is the direct beneficial owner of the shares. the reporting person disclaims beneficial ownership within the meaning of section 16 of the securities exchange act of 1934, as amended, or otherwise of such portion of the shares held by geo iv in which the reporting person has no pecuniary interest.
f3 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $1.9925 to $2.00, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (3) to this form 4.
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