Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-046428
Date:2019-08-14
Issuer: NEKTAR THERAPEUTICS (NKTR)
Original Submission Date:

Reporting Person:

LABRUCHERIE GIL M
C/O NEKTAR THERAPEUTICS
455 MISSION BAY BOULEVARD SOUTH SAN FRANCISCO, CA 94158

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-14 M 25,000 a $7.21 152,935 direct
COMMON STOCK 2019-08-14 S 25,000 d $17.79 127,935 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 7.21 2019-08-14 deemed execution date M 25,000 (d) 2016-02-08 2020-02-07 common stock 25,000 $7.21 0 direct
Footnotes
IDfootnote
f1 this transaction was made pursuant to a rule 10b5-1 trading plan adopted by mr. labrucherie for stock options scheduled to expire on february 7, 2020.
f2 this number includes 997 shares held by the reporting person in the issuer's 401(k) plan and 4,218 shares held by the reporting person in the issuer's espp plan. the acquisition of these shares under both plans is exempt under rule 16b-3(c).
f3 this transaction was executed in multiple trades at prices ranging from $17.31 to $18.64. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the sec staff, the issuer, or a security holder of the issuer.
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