Form Type: 4

SEC EDGAR Link
Accession Number:0001239819-19-000101
Date:2019-08-14
Issuer: LUNA INNOVATIONS INC (LUNA)
Original Submission Date:

Reporting Person:

CARILION CLINIC
C/O LUNA INNOVATIONS INCORPORATED
301 1ST STREET SW, SUITE 200 ROANOKE, VA 24011

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-14 S 23,336 d $5.62 1,720,299 direct
COMMON STOCK 2019-08-15 S 55,969 d $5.57 1,664,330 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 price reflected is a weighted-average sale price for the shares sold. the range of sales prices for the transaction reported was $5.50 - $5.66 per share, inclusive. the reporting person is undertaken to provide upon request of the staff, the issuer, or a secondary holder of the issuer, full information regarding the number of shares sold at each price.
f2 price reflected is a weighted-average sale price for the shares sold. the range of sales prices for the transaction reported was $5.50 - $5.65 per share, inclusive. the reporting person is undertaken to provide upon request of the staff, the issuer, or a secondary holder of the issuer, full information regarding the number of shares sold at each price.
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