Form Type: 4

SEC EDGAR Link
Accession Number:0000064040-19-000178
Date:2019-08-27
Issuer: S&P GLOBAL INC. (SPGI)
Original Submission Date:

Reporting Person:

GEDULDIG COURTNEY
55 WATER STREET
NEW YORK, NY 10041

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-27 M 437 a $77.81 8,354 direct
COMMON STOCK 2019-08-27 F 272 d $256.76 8,082 direct
COMMON STOCK 2019-08-27 S 71 d $256.38 8,011 direct
COMMON STOCK 2019-08-27 S 11 d $257.76 8,000 direct
COMMON STOCK 2019-08-27 0 $0.00 1,653 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS (RIGHT TO BUY) 77.81 2019-08-27 deemed execution date M 437 (d) 2015-04-01 2024-03-31 common stock 437 $77.81 0 direct
RESTRICTED STOCK UNITS 0.0 2019-08-27 deemed execution date 0 ( ) 2017-12-31 2019-12-31 common stock 336 $0.00 336 direct
RESTRICTED STOCK UNITS 0.0 2019-08-27 deemed execution date 0 ( ) 2019-12-31 2019-12-31 common stock 276 $0.00 276 indirect by spouse
RESTRICTED STOCK UNITS 0.0 2019-08-27 deemed execution date 0 ( ) common stock 705 $0.00 705 direct
RESTRICTED STOCK UNITS 0.0 2019-08-27 deemed execution date 0 ( ) 2020-12-31 2020-12-31 common stock 377 $0.00 377 indirect by spouse
RESTRICTED STOCK UNITS 0.0 2019-08-27 deemed execution date 0 ( ) common stock 493 $0.00 493 indirect by spouse
RESTRICTED STOCK UNITS 0.0 2019-08-27 deemed execution date 0 ( ) common stock 512 $0.00 512 direct
RESTRICTED STOCK UNITS 0.0 2019-08-27 deemed execution date 0 ( ) 2020-12-01 2020-12-01 common stock 242 $0.00 242 indirect by spouse
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $256.34 to $256.76, inclusive. the reporting person undertakes to provide to s&p global inc., any security holder of s&p global inc., or the staff of the security and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this form 4.
f2 the reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.
f3 as previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. the first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
f4 each restricted stock unit represents a contingent right to receive one share of spgi common stock.
f5 as previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. the restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. vested shares will be delivered to the reporting person no later than january 31 following the respective vesting date.
f6 the reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. the restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. vested shares will be delivered to the reporting person's spouse no later than january 31 following the respective vesting date.
f7 the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. the restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. vested shares will be delivered to the reporting person no later than january 31 following the respective vesting date.
f8 the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. the restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. vested shares will be delivered to the reporting person's spouse no later than january 31 following the respective vesting date.
f9 the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. the restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. vested shares will be delivered to the reporting person's spouse no later than january 31 following the respective vesting date.
f10 as previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. the restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. vested shares will be delivered to the reporting person no later than january 31 following the respective vesting date.
f11 the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. the restricted stock units vested 33% on 12/01/2018 and will vest 33% on 12/01/2019 and 34% on 12/01/2020.
WhaleWisdom Logo

Elevate your investments