Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-048903
Date:2019-09-05
Issuer: APOLLO GLOBAL MANAGEMENT, INC. (APO)
Original Submission Date:

Reporting Person:

KELLY MARTIN
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-09-05 S 4,000 d $39.96 357,840 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $39.9610 to $39.9624, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f2 reported amount includes 153,872 restricted stock units ("rsus") granted under the apollo global management, inc. 2019 omnibus equity incentive plan. each rsu represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable rsu award agreement, one share of class a common stock for each vested rsu. the rsus vest in installments in accordance with the terms of the applicable rsu award agreement, provided the reporting person remains in service through the applicable vesting date.
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