Form Type: 4

SEC EDGAR Link
Accession Number:0001626431-19-000109
Date:2019-09-18
Issuer: MICROSOFT CORP (MSFT)
Original Submission Date:

Reporting Person:

COURTOIS JEAN PHILIPPE
C/O MICROSOFT CORPORATION
ONE MICROSOFT WAY REDMOND, WA 98052-6399

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-18 A 27,202 a $0.00 624,929 direct
COMMON STOCK 2019-09-18 0 $0.00 197,883 indirect f2
COMMON STOCK 2019-09-18 0 $0.00 59,699 indirect f2
COMMON STOCK 2019-09-18 0 $0.00 16,400 indirect f3
COMMON STOCK 2019-09-18 0 $0.00 16,400 indirect f3
COMMON STOCK 2019-09-18 0 $0.00 16,400 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents stock award under the executive incentive plan that will vest over 4 years at the rate of 25% starting on september 18, 2020, and then at the rate of 12.5% each six months thereafter, subject to continued employment.
f2 held through "contrat d'assurance vie," a form of life insurance program, where the reporting person maintains investment control over the microsoft shares held in the program. beneficiaries of the program include the reporting person's children. the reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
f3 held through "contrat de capitalisation," a form of life insurance program for the benefit of the reporting person's two children, or inheritor, where the reporting person maintains investment control over the microsoft shares held in the program. the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of section 16 or any other purpose.
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