Form Type: 4

SEC EDGAR Link
Acccession Number:0001127602-19-029123
Date:2019-09-24
Issuer: FACEBOOK INC (FB)
Original Submission Date:

Reporting Person:

ZUCKERBERG MARK
C/O FACEBOOK, INC.
1601 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-09-24 S 715 d $181.26 191,466 indirect f3
CLASS A COMMON STOCK 2019-09-24 S 200 d $182.00 191,266 indirect f3
CLASS A COMMON STOCK 2019-09-24 S 99 d $183.31 191,167 indirect f3
CLASS A COMMON STOCK 2019-09-24 S 471 d $185.34 190,696 indirect f3
CLASS A COMMON STOCK 2019-09-24 S 637 d $186.77 190,059 indirect f3
CLASS A COMMON STOCK 2019-09-24 S 128 d $188.00 189,931 indirect f3
CLASS A COMMON STOCK 2019-09-24 S 2,001 d $181.08 229,868 indirect f9
CLASS A COMMON STOCK 2019-09-24 S 942 d $181.98 228,926 indirect f9
CLASS A COMMON STOCK 2019-09-24 S 251 d $183.26 228,675 indirect f9
CLASS A COMMON STOCK 2019-09-24 S 1,041 d $185.03 227,634 indirect f9
CLASS A COMMON STOCK 2019-09-24 S 2,049 d $186.35 225,585 indirect f9
CLASS A COMMON STOCK 2019-09-24 S 724 d $187.13 224,861 indirect f9
CLASS A COMMON STOCK 2019-09-24 S 492 d $188.00 224,369 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported were effected by mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 2, dated 5/8/2014 and mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 3, dated 5/8/2014, as applicable, pursuant to their rule 10b5-1 trading plans.
f2 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $180.915 to $181.695 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 shares held of record by mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 3, dated 5/8/2014.
f4 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $181.92 to $182.07 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $184.81 to $185.785 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $186.27 to $187.165 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 the sales reported were effected by chan zuckerberg advocacy pursuant to its rule 10b5-1 trading plan.
f8 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $180.68 to $181.47 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f9 shares held of record by chan zuckerberg advocacy. the reporting person is deemed to have voting and investment power over the shares held by chan zuckerberg advocacy, but has no pecuniary interest in these shares.
f10 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $181.72 to $182.425 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f11 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $183.25 to $183.265 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f12 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $184.605 to $185.495 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f13 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $185.775 to $186.77 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f14 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $186.78 to $187.295 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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