| Accession Number: | 0001567619-19-018876 |
| Date: | 2019-09-29 |
| Issuer: | WELLCARE HEALTH PLANS, INC. (WCG) |
| Original Submission Date: |
ASHER ANDREW LYNN
C/O WELLCARE HEALTH PLANS, INC.
8735 HENDERSON ROAD
TAMPA, FL 33634
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-09-29 | M | 3,613 | a | $0.00 | 50,115 | direct | ||
| COMMON STOCK | 2019-09-29 | F | 1,423 | d | $259.29 | 48,692 | direct | ||
| COMMON STOCK | 2019-09-29 | 0 | $0.00 | 800 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2019-09-29 | deemed execution date | M | 3,613 (d) | common stock 3,613 | $0.00 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | vesting of performance stock units granted to the reporting person on september 29, 2016. |
| f2 | forfeiture of shares to satisfy tax obligations related to restricted stock units that were granted to the reporting person on september 29, 2016 and vested on september 29, 2019. |
| f3 | each restricted stock unit represents a contingent right to receive one share of wcg common stock. |
| f4 | the performance stock units vest in approximately equal installments on september 29, 2017, september 29, 2018 and september 29, 2019. vested shares are delivered to the reporting person upon vest. |
