Accession Number: | 0001127602-19-029377 |
Date: | 2019-09-28 |
Issuer: | THERMO FISHER SCIENTIFIC INC. (TMO) |
Original Submission Date: |
SPERLING SCOTT M
C/O THOMAS H. LEE PARTNERS, L.P.
100 FEDERAL STREET, 35TH FLOOR
BOSTON, MA 02110
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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PHANTOM STOCK UNITS | 0.0 | 2019-09-28 | deemed execution date | A | 109 (a) | common stock 109 | $0.00 | 15,574 | direct |
ID | footnote |
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f1 | convertible into common stock on a 1-for-1 basis. |
f2 | represents stock units credited to the reporting person's account as of september 28, 2019, at a price of $287.40 per unit pursuant to the issuer's deferred compensation plan for directors (the "plan"). directors' retainers are deferred quarterly under the plan as common stock units based on the closing price of the stock as of the quarter end. the shares are distributable as stock upon cessation of director service (for any reason) or a change of control. |