Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-029377
Date:2019-09-28
Issuer: THERMO FISHER SCIENTIFIC INC. (TMO)
Original Submission Date:

Reporting Person:

SPERLING SCOTT M
C/O THOMAS H. LEE PARTNERS, L.P.
100 FEDERAL STREET, 35TH FLOOR BOSTON, MA 02110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 0.0 2019-09-28 deemed execution date A 109 (a) common stock 109 $0.00 15,574 direct
Footnotes
IDfootnote
f1 convertible into common stock on a 1-for-1 basis.
f2 represents stock units credited to the reporting person's account as of september 28, 2019, at a price of $287.40 per unit pursuant to the issuer's deferred compensation plan for directors (the "plan"). directors' retainers are deferred quarterly under the plan as common stock units based on the closing price of the stock as of the quarter end. the shares are distributable as stock upon cessation of director service (for any reason) or a change of control.
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