Form Type: 4

SEC EDGAR Link
Acccession Number:0001127602-19-029433
Date:2019-09-30
Issuer: CVS HEALTH CORP (CVS)
Original Submission Date:

Reporting Person:

FLUM JOSHUA MATTHEW
ONE CVS DRIVE
WOONSOCKET, RI 02895

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-30 M 17,703 a $54.53 36,163 direct
COMMON STOCK 2019-09-30 S 17,703 d $63.00 18,460 direct
COMMON STOCK (PEP) 0 $0.00 2,683 direct
COMMON STOCK (RESTRICTED) 0 $0.00 15,324 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 54.53 2019-09-30 deemed execution date M 17,703 (d) 2014-04-01 2020-04-01 common stock 17,703 $54.53 0 direct
STOCK OPTION 34.96 deemed execution date 0 ( ) 2014-04-01 2021-04-01 common stock 21,460 $34.96 21,460 direct
STOCK OPTION 74.29 deemed execution date 0 ( ) 2015-04-01 2021-04-01 common stock 25,177 $74.29 25,177 direct
STOCK OPTION 102.26 deemed execution date 0 ( ) 2016-04-01 2022-04-01 common stock 17,822 $102.26 17,822 direct
STOCK OPTION 104.82 deemed execution date 0 ( ) 2017-04-01 2023-04-01 common stock 17,611 $104.82 17,611 direct
STOCK OPTION 103.87 deemed execution date 0 ( ) 2018-02-27 2025-02-27 common stock 24,060 $103.87 24,060 direct
STOCK OPTION 78.05 deemed execution date 0 ( ) 2018-04-03 2024-04-03 common stock 30,169 $78.05 30,169 direct
STOCK OPTION 62.21 deemed execution date 0 ( ) 2019-04-01 2025-04-01 common stock 22,541 $62.21 22,541 direct
STOCK OPTION 54.19 deemed execution date 0 ( ) 2020-04-01 2029-04-01 common stock 60,602 $54.19 60,602 direct
Footnotes
IDfootnote
f1 all sales were effected pursuant to a rule 10b5-1 plan.
f2 options became exercisable in four equal annual installments beginning on 4/1/2014.
f3 options became exercisable in three equal annual installments beginning on 4/1/2014.
f4 options became exercisable in four equal annual installments beginning on 4/1/2015.
f5 options became exercisable in four equal annual installments beginning on 4/1/2016.
f6 options became exercisable in four equal annual installments beginning on 4/1/2017.
f7 options became exercisable in three equal annual installments beginning on 2/27/2018.
f8 options became exercisable in four equal annual installments beginning on 4/3/2018.
f9 option became exercisable in four equal annual installments, commencing 4/1/2019.
f10 option becomes exercisable in four equal annual installments, commencing 4/1/2020.

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