Form Type: 4

SEC EDGAR Link
Accession Number:0001418100-19-000100
Date:2019-09-30
Issuer: AVAYA HOLDINGS CORP. (AVYA)
Original Submission Date:

Reporting Person:

CHIRICO JAMES M
C/O AVAYA HOLDINGS CORP.
4655 GREAT AMERICA PARKWAY SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2019-09-30 M 121,745 a $0.00 524,480 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2019-09-30 F 54,421 d $10.30 470,059 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-09-30 deemed execution date M 121,745 (d) common stock, par value $0.01 per share 121,745 $0.00 608,728 direct
Footnotes
IDfootnote
f1 restricted stock units convert into common stock on a one-for-one basis.
f2 represents restricted stock units that have vested as the common stock set forth in table i.
f3 represents awards of restricted stock units granted on december 15, 2017 pursuant to the avaya holdings corp. 2017 equity incentive plan, with 33.33% vesting on december 15, 2018 and 8.33% vesting on the last day of each quarter thereafter.
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