Accession Number: | 0001418100-19-000100 |
Date: | 2019-09-30 |
Issuer: | AVAYA HOLDINGS CORP. (AVYA) |
Original Submission Date: |
CHIRICO JAMES M
C/O AVAYA HOLDINGS CORP.
4655 GREAT AMERICA PARKWAY
SANTA CLARA, CA 95054
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2019-09-30 | M | 121,745 | a | $0.00 | 524,480 | direct | ||
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2019-09-30 | F | 54,421 | d | $10.30 | 470,059 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2019-09-30 | deemed execution date | M | 121,745 (d) | common stock, par value $0.01 per share 121,745 | $0.00 | 608,728 | direct |
ID | footnote |
---|---|
f1 | restricted stock units convert into common stock on a one-for-one basis. |
f2 | represents restricted stock units that have vested as the common stock set forth in table i. |
f3 | represents awards of restricted stock units granted on december 15, 2017 pursuant to the avaya holdings corp. 2017 equity incentive plan, with 33.33% vesting on december 15, 2018 and 8.33% vesting on the last day of each quarter thereafter. |