Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-029624
Date:2019-09-30
Issuer: AMERICAN EXPRESS CO (AXP)
Original Submission Date:

Reporting Person:

WILLIAMS RONALD A
C/O AMERICAN EXPRESS COMPANY
200 VESEY STREET NEW YORK, NY 10285-5001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
SHARE EQUIVALENT UNITS 0.0 2019-09-30 deemed execution date A 327 (a) common stock 327 $0.00 68,975 direct
SHARE EQUIVALENT UNITS 0.0 2019-09-30 deemed execution date A 158 (a) common stock 158 $0.00 69,134 direct
Footnotes
IDfootnote
f1 each share equivalent unit reflects the value of one common share.
f2 the reported share equivalent units were acquired pursuant to the directors' deferred compensation plan and will be settled in cash following termination of service as a director.
f3 the share equivalent units are convertible immediately and have no expiration date.
f4 the reported share equivalent units were acquired pursuant to the company's 2003 share equivalent unit plan for directors and will be settled in cash following termination of service as a director.
f5 includes share equivalent units acquired pursuant to a dividend reinvestment feature of the directors' deferred compensation plan and/or the 2003 share equivalent unit plan for directors.
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