Form Type: 4

SEC EDGAR Link
Accession Number:0001182489-19-000211
Date:2019-09-30
Issuer: PHILIP MORRIS INTERNATIONAL INC. (PM)
Original Submission Date:

Reporting Person:

MAKIHARA JUN
120 PARK AVENUE
NEW YORK, NY 10017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-30 0 $0.00 14,505 direct
COMMON STOCK 2019-09-30 0 $0.00 1,360 f2 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 0.0 2019-09-30 deemed execution date A 529 (a) common stock 529 $0.00 9,992 direct
Footnotes
IDfootnote
f1 includes 12,505 deferred shares held under the philip morris international inc. 2017 stock compensation plan for non-employee directors. this includes an increase of 176 share equivalents acquired through the reinvestment of dividends since june 28, 2019, the date of the last reportable transaction.
f2 the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of section 16 or for any other purpose.
f3 phantom stock units convert to common stock on a 1-for-1 basis.
f4 these units were acquired on september 30, 2019, pursuant to the philip morris international inc. 2008 deferred fee plan for non-employee directors.
f5 these units are to be settled in cash upon the reporting persons termination as a member of the issuer's board of directors.
f6 the average of the high and low price of philip morris international inc. common stock on september 30, 2019.
f7 share equivalents held in the philip morris international inc. 2008 deferred fee plan for non-employee directors. this includes an increase of 126 share equivalents acquired through the reinvestment of dividends since june 28, 2019, the date of the last reportable transaction.
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