Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-051855
Date:2019-09-30
Issuer: GENESEE & WYOMING INC (GWR)
Original Submission Date:

Reporting Person:

NEUPAVER ALBERT J
C/O GENESEE & WYOMING INC.
20 WEST AVENUE DARIEN, CT 06820

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK, $.01 PAR VALUE 2019-09-30 A 177 a $110.67 12,780 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the fourth amended and restated 2004 omnibus incentive plan ("omnibus plan") of genesee & wyoming inc. (the "company"). the deferred stock units are converted into shares of the company's class a common stock on a one-for-one basis upon distribution. distribution of shares of class a common stock occurs the first day of the calendar month after a director's service on the company's board of directors terminates or upon another date or dates designated by the director pursuant to the omnibus plan.
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