Form Type: 4

SEC EDGAR Link
Acccession Number:0001127602-19-029860
Date:2019-10-01
Issuer: FACEBOOK INC (FB)
Original Submission Date:

Reporting Person:

ZUCKERBERG MARK
C/O FACEBOOK, INC.
1601 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-10-01 S 30,471 d $175.68 6,632,419 indirect f3
CLASS A COMMON STOCK 2019-10-01 S 28,068 d $176.34 6,604,351 indirect f3
CLASS A COMMON STOCK 2019-10-01 S 11,702 d $177.29 6,592,649 indirect f3
CLASS A COMMON STOCK 2019-10-01 S 6,372 d $178.45 6,586,277 indirect f3
CLASS A COMMON STOCK 2019-10-01 S 13,387 d $179.40 6,572,890 indirect f3
CLASS A COMMON STOCK 2019-10-01 C 17,500 a $0.00 17,500 indirect f8
CLASS A COMMON STOCK 2019-10-01 S 6,743 d $175.70 10,757 indirect f8
CLASS A COMMON STOCK 2019-10-01 S 4,667 d $176.40 6,090 indirect f8
CLASS A COMMON STOCK 2019-10-01 S 2,115 d $177.32 3,975 indirect f8
CLASS A COMMON STOCK 2019-10-01 S 1,346 d $178.46 2,629 indirect f8
CLASS A COMMON STOCK 2019-10-01 S 2,629 d $179.42 0 indirect f8
CLASS A COMMON STOCK 2019-10-01 S 846 d $175.71 140,970 indirect f16
CLASS A COMMON STOCK 2019-10-01 S 560 d $177.03 140,410 indirect f16
CLASS A COMMON STOCK 2019-10-01 S 344 d $179.32 140,066 indirect f16
CLASS A COMMON STOCK 2019-10-01 S 991 d $175.73 180,340 indirect f20
CLASS A COMMON STOCK 2019-10-01 S 696 d $176.73 179,644 indirect f20
CLASS A COMMON STOCK 2019-10-01 S 151 d $178.17 179,493 indirect f20
CLASS A COMMON STOCK 2019-10-01 S 312 d $179.33 179,181 indirect f20
CLASS A COMMON STOCK 2019-10-01 S 3,218 d $175.73 192,751 indirect f26
CLASS A COMMON STOCK 2019-10-01 S 1,946 d $176.57 190,805 indirect f26
CLASS A COMMON STOCK 2019-10-01 S 501 d $177.65 190,304 indirect f26
CLASS A COMMON STOCK 2019-10-01 S 1,149 d $179.04 189,155 indirect f26
CLASS A COMMON STOCK 2019-10-01 S 286 d $179.60 188,869 indirect f26
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2019-10-01 deemed execution date C 17,500 (d) class a common stock 17,500 $0.00 356,906,121 indirect by czi holdings, llc
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,908,602 $0.00 1,908,602 indirect by chan zuckerberg foundation
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 5,676,058 $0.00 5,676,058 indirect by mark zuckerberg, trustee of the mark zuckerberg trust dated july 7, 2006
Footnotes
IDfootnote
f1 the sales reported were effected by mark zuckerberg, trustee and settlor of the chan zuckerberg foundation ("cz foundation") and czi holdings, llc ("czi"), as applicable, pursuant to their rule 10b5-1 trading plans.
f2 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $175.005 to $175.995 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 shares held of record by cz foundation. the reporting person is deemed to have voting and investment power over the shares held by cz foundation, but has no pecuniary interest in these shares.
f4 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $176.00 to $176.985 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $177.005 to $178.00 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.015 to $178.95 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $179.075 to $179.775 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f8 shares held of record by czi. mark zuckerberg, trustee of the mark zuckerberg trust dated july 7, 2006 ("2006 trust") is the sole member of czi. mr. zuckerberg is the sole trustee of the 2006 trust and, therefore, is deemed to have sole voting and investment power over the securities held by czi.
f9 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $175.015 to $176.010 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f10 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $176.015 to $177.005 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f11 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $177.03 to $177.85 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f12 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.075 to $178.745 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f13 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $179.09 to $179.77 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f14 the sales reported were effected by mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 2, dated 5/8/2014 and mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 3, dated 5/8/2014, as applicable, pursuant to their rule 10b5-1 trading plans.
f15 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $175.04 to $176.035 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f16 shares held of record by mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 2, dated 5/8/2014.
f17 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $176.74 to $177.465 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f18 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $179.09 to $179.505 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f19 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $175.20 to $176.19 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f20 shares held of record by mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 3, dated 5/8/2014.
f21 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $176.25 to $177.235 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f22 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $177.97 to $178.56 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f23 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $179.10 to $179.50 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f24 the sales reported were effected by chan zuckerberg advocacy pursuant to its rule 10b5-1 trading plan.
f25 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $175.07 to $176.065 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f26 shares held of record by chan zuckerberg advocacy. the reporting person is deemed to have voting and investment power over the shares held by chan zuckerberg advocacy, but has no pecuniary interest in these shares.
f27 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $176.08 to $177.06 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f28 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $177.235 to $177.965 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f29 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.575 to $179.35 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f30 the class b common stock is convertible into the issuer's class a common stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
f31 shares held of record by mark zuckerberg, trustee of the 2006 trust.

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