Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-029883
Date:2019-10-01
Issuer: JOHNSON CONTROLS INTERNATIONAL PLC (JCI)
Original Submission Date:

Reporting Person:

OLIVER GEORGE
5757 N. GREEN BAY AVENUE
MILWAUKEE, WI 53209

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2019-10-01 M 13,877 a $17.79 889,868 direct
ORDINARY SHARES 2019-10-01 M 11,675 a $21.14 901,543 direct
ORDINARY SHARES 2019-10-01 S 20,905 d $43.38 880,638 direct
ORDINARY SHARES 2019-10-01 S 900 d $44.09 879,738 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 17.79 2019-10-01 deemed execution date M 13,877 (d) 2020-10-11 ordinary shares 13,877 $17.79 152,646 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 21.14 2019-10-01 deemed execution date M 11,675 (d) 2021-10-11 ordinary shares 11,675 $21.14 128,422 direct
Footnotes
IDfootnote
f1 transaction effected pursuant to a rule 10b5-1 trading plan.
f2 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $43.05 to $44.04 inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this form 4.
f3 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $44.07 to $44.12 inclusive. the reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this form 4.
f4 subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.
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