Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-052628
Date:2019-10-03
Issuer: CONOCOPHILLIPS (COP)
Original Submission Date:

Reporting Person:

LANCE RYAN MICHAEL
16930 PARK ROW DR.
HOUSTON, TX 77084

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-03 M 1,166 a $0.00 46,195 direct
COMMON STOCK 2019-10-03 D 1,335 d $69.98 44,860 direct
COMMON STOCK 2019-10-03 0 $0.00 49,822 indirect
COMMON STOCK 2019-10-03 0 $0.00 13,825,842 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK UNITS 0.0 2019-10-03 deemed execution date M 1,166 (d) 2019-10-03 common stock 1,166 $0.00 3,502 direct
Footnotes
IDfootnote
f1 each stock unit was the economic equivalent of one share of common stock.
f2 includes common stock resulting from mr. lance's request of the human resources and compensation committee ("hrcc") to diversify a portion of his holdings by cancelling 1,166 restricted stock units and 169 shares of restricted stock and creating an account in the key employee deferred compensation plan of similar value. the hrcc has customarily reviewed such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. only equity awards earned and vested prior to 2005 are subject to this review. the hrcc approved the request on october 3, 2019.
f3 includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3.
f4 the stock units represent conocophillips common stock on a 1-for-1 basis.
f5 on october 3, 2019, the hrcc approved a request of mr. lance to diversify a portion of his restricted stock unit holdings by cancelling the units and creating an account in the key employee deferred compensation plan of similar value. the hrcc has customarily reviewed such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. only equity awards earned and vested prior to 2005 are subject to this review.
f6 the stock units do not have an expiration date.
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