| Accession Number: | 0001209191-19-052764 |
| Date: | 2019-10-04 |
| Issuer: | RPM INTERNATIONAL INC/DE/ (RPM) |
| Original Submission Date: |
MOORE EDWARD W.
2628 PEARL ROAD
P.O. BOX 777
MEDINA, OH 44258
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $0.01 PAR VALUE | 2019-10-04 | M | 7,500 | a | $47.14 | 57,998 | direct | ||
| COMMON STOCK, $0.01 PAR VALUE | 2019-10-04 | M | 22,500 | a | $50.99 | 80,498 | direct | ||
| COMMON STOCK, $0.01 PAR VALUE | 2019-10-04 | M | 15,000 | a | $55.19 | 95,498 | direct | ||
| COMMON STOCK, $0.01 PAR VALUE | 2019-10-04 | D | 33,992 | d | $68.51 | 61,506 | direct | ||
| COMMON STOCK, $0.01 PAR VALUE | 2019-10-04 | F | 4,881 | d | $68.51 | 56,625 | direct | ||
| COMMON STOCK, $0.01 PAR VALUE | 2019-10-07 | S | 6,127 | d | $68.47 | 50,498 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK APPRECIATION RIGHTS | 47.14 | 2019-10-04 | deemed execution date | M | 7,500 (d) | 2019-07-20 | 2025-07-20 | common stock 7,500 | $47.14 | 110,000 | direct | |
| STOCK APPRECIATION RIGHTS | 50.99 | 2019-10-04 | deemed execution date | M | 22,500 (d) | 2026-07-25 | common stock 22,500 | $50.99 | 87,500 | direct | ||
| STOCK APPRECIATION RIGHTS | 55.19 | 2019-10-04 | deemed execution date | M | 15,000 (d) | 2027-07-17 | common stock 15,000 | $55.19 | 72,500 | direct |
| ID | footnote |
|---|---|
| f1 | includes an aggregate of 8,839 shares of common stock issued pursuant to the 2007 rpm international inc. restricted stock plan and the rpm international inc. 2014 omnibus equity and incentive plan, 9,039 vested restricted shares of common stock held in escrow in the 2007 rpm international inc. restricted stock plan until the reporting persons' retirement, and 5,000 shares of common stock, issued as performance earned restricted stock, pursuant to the rpm international inc. 2014 omnibus equity and incentive plan. |
| f2 | the stock appreciation rights vested on july 25, 2017, 2018 and 2019. |
| f3 | the stock appreciation rights vested on july 17, 2018 and 2019. |
| f4 | stock appreciation rights granted pursuant to the rpm international inc. 2014 omnibus equity and incentive plan in exempt transactions under rule 16b-3. these stock appreciation rights vest in four equal annual installments commencing one year after the date of grant. these stock appreciation rights were granted between 2016 and 2019 and expire 10 years from the date of grant. |
