Form Type: 4

SEC EDGAR Link
Accession Number:0001083220-19-000050
Date:2019-10-08
Issuer: XCEL BRANDS, INC. (XELB)
Original Submission Date:

Reporting Person:

HARAN JAMES
C/O XCEL BRANDS, INC
1333 BROADWAY NEW YORK, NY 10018

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-08 F 4,709 d $1.93 224,400 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents the surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock.
f2 represents the fair market value of the shares surrendered.
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