Form Type: 4

SEC EDGAR Link
Acccession Number:0001127602-19-030351
Date:2019-10-07
Issuer: FACEBOOK INC (FB)
Original Submission Date:

Reporting Person:

ZUCKERBERG MARK
C/O FACEBOOK, INC.
1601 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-10-07 S 7,000 d $178.80 6,327,746 indirect f3
CLASS A COMMON STOCK 2019-10-07 S 49,461 d $179.84 6,278,285 indirect f3
CLASS A COMMON STOCK 2019-10-07 S 33,539 d $180.57 6,244,746 indirect f3
CLASS A COMMON STOCK 2019-10-07 C 17,500 a $0.00 17,500 indirect f6
CLASS A COMMON STOCK 2019-10-07 S 1,500 d $178.78 16,000 indirect f6
CLASS A COMMON STOCK 2019-10-07 S 9,800 d $179.87 6,200 indirect f6
CLASS A COMMON STOCK 2019-10-07 S 6,200 d $180.60 0 indirect f6
CLASS A COMMON STOCK 2019-10-07 S 140 d $178.81 135,269 indirect f12
CLASS A COMMON STOCK 2019-10-07 S 1,050 d $179.86 134,219 indirect f12
CLASS A COMMON STOCK 2019-10-07 S 560 d $180.65 133,659 indirect f12
CLASS A COMMON STOCK 2019-10-07 S 600 d $179.35 172,959 indirect f16
CLASS A COMMON STOCK 2019-10-07 S 1,450 d $180.24 171,509 indirect f16
CLASS A COMMON STOCK 2019-10-07 S 100 d $180.83 171,409 indirect f16
CLASS A COMMON STOCK 2019-10-07 S 600 d $178.83 169,555 indirect f21
CLASS A COMMON STOCK 2019-10-07 S 4,300 d $179.87 165,255 indirect f21
CLASS A COMMON STOCK 2019-10-07 S 2,200 d $180.67 163,055 indirect f21
CLASS A COMMON STOCK 2019-10-08 S 55,738 d $178.46 6,189,008 indirect f3
CLASS A COMMON STOCK 2019-10-08 S 31,715 d $179.10 6,157,293 indirect f3
CLASS A COMMON STOCK 2019-10-08 S 2,547 d $180.05 6,154,746 indirect f3
CLASS A COMMON STOCK 2019-10-08 C 17,500 a $0.00 17,500 indirect f6
CLASS A COMMON STOCK 2019-10-08 S 11,314 d $178.47 6,186 indirect f6
CLASS A COMMON STOCK 2019-10-08 S 5,750 d $179.10 436 indirect f6
CLASS A COMMON STOCK 2019-10-08 S 436 d $180.15 0 indirect f6
CLASS A COMMON STOCK 2019-10-08 S 1,297 d $178.50 132,362 indirect f12
CLASS A COMMON STOCK 2019-10-08 S 344 d $179.06 132,018 indirect f12
CLASS A COMMON STOCK 2019-10-08 S 109 d $180.11 131,909 indirect f12
CLASS A COMMON STOCK 2019-10-08 S 1,569 d $178.49 169,840 indirect f16
CLASS A COMMON STOCK 2019-10-08 S 581 d $179.00 169,259 indirect f16
CLASS A COMMON STOCK 2019-10-08 S 3,926 d $178.42 159,129 indirect f21
CLASS A COMMON STOCK 2019-10-08 S 3,174 d $179.08 155,955 indirect f21
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2019-10-07 deemed execution date C 17,500 (d) class a common stock 17,500 $0.00 356,842,274 indirect by czi holdings, llc
CLASS B COMMON STOCK 0.0 2019-10-08 deemed execution date C 17,500 (d) class a common stock 17,500 $0.00 356,824,774 indirect by czi holdings, llc
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,908,602 $0.00 1,908,602 indirect by chan zuckerberg foundation
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 5,676,058 $0.00 5,676,058 indirect by mark zuckerberg, trustee of the mark zuckerberg trust dated july 7, 2006
Footnotes
IDfootnote
f1 the sales reported were effected by mark zuckerberg, trustee and settlor of the chan zuckerberg foundation ("cz foundation") and czi holdings, llc ("czi"), as applicable, pursuant to their rule 10b5-1 trading plans.
f2 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.18 to $179.17 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 shares held of record by cz foundation. the reporting person is deemed to have voting and investment power over the shares held by cz foundation, but has no pecuniary interest in these shares.
f4 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $179.19 to $180.18 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $180.19 to $181.11 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 shares held of record by czi. mark zuckerberg, trustee of the mark zuckerberg trust dated july 7, 2006 ("2006 trust") is the sole member of czi. mr. zuckerberg is the sole trustee of the 2006 trust and, therefore, is deemed to have sole voting and investment power over the securities held by czi.
f7 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.24 to $179.23 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f8 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $179.24 to $180.22 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f9 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $180.24 to $181.12 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f10 the sales reported were effected by mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 2, dated 5/8/2014 and mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 3, dated 5/8/2014, as applicable, pursuant to their rule 10b5-1 trading plans.
f11 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.29 to $179.10 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f12 shares held of record by mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 2, dated 5/8/2014.
f13 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $179.31 to $180.26 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f14 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $180.31 to $181.02 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f15 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.73 to $179.69 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f16 shares held of record by mark zuckerberg, trustee of the mark zuckerberg 2014 grat no. 3, dated 5/8/2014.
f17 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $179.77 to $180.755 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f18 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $180.81 to $180.85 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f19 the sales reported were effected by chan zuckerberg advocacy pursuant to its rule 10b5-1 trading plan.
f20 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.15 to $179.09 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f21 shares held of record by chan zuckerberg advocacy. the reporting person is deemed to have voting and investment power over the shares held by chan zuckerberg advocacy, but has no pecuniary interest in these shares.
f22 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $179.28 to $180.26 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f23 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $180.31 to $181.07 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f24 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $177.84 to $178.835 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f25 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.84 to $179.79 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f26 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $179.84 to $180.26 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f27 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $177.84 to $178.835 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f28 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.86 to $179.835 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f29 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $180.105 to $180.19 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f30 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $177.82 to $178.78 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f31 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.835 to $179.14 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f32 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $177.82 to $178.765 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f33 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.83 to $179.155 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f34 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $177.82 to $178.79 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f35 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $178.835 to $179.81 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f36 the class b common stock is convertible into the issuer's class a common stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
f37 shares held of record by mark zuckerberg, trustee of the 2006 trust.

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