Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-053330
Date:2019-10-15
Issuer: ALICO INC (ALCO)
Original Submission Date:

Reporting Person:

734 INVESTORS, LLC
C/O ARLON VALENCIA HOLDINGS LLC
767 FIFTH AVENUE NEW YORK, NY 10153

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-15 S 7,000 d $33.95 3,173,405 direct
COMMON STOCK 2019-10-15 0 $0.00 20,000 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on october 15, 2019, the company and the reporting person entered into a stock repurchase agreement, pursuant to which the company repurchased 7,000 shares of common stock held by the reporting person.
f2 mr. george r. brokaw has entered into an agreement with the reporting person to vote his shares as directed by the reporting person. the reporting person disclaims beneficial ownership of the company's common stock held by george r. brokaw except to the extent of its pecuniary interest therein.
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