Form Type: 4

SEC EDGAR Link
Acccession Number:0000320193-19-000113
Date:2019-10-15
Issuer: APPLE INC. (AAPL)
Original Submission Date:

Reporting Person:

O'BRIEN DEIRDRE
ONE APPLE PARK WAY
CUPERTINO, CA 95014

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-15 M 23,967 a $0.00 57,819 direct
COMMON STOCK 2019-10-15 F 11,508 d $235.32 46,311 direct
COMMON STOCK 2019-10-16 S 12,459 d $234.04 33,852 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2019-10-15 deemed execution date M 7,334 (d) common stock 7,334 $0.00 0 direct
RESTRICTED STOCK UNIT 0.0 2019-10-15 deemed execution date M 6,907 (d) common stock 6,907 $0.00 13,814 direct
RESTRICTED STOCK UNIT 0.0 2019-10-15 deemed execution date M 5,573 (d) common stock 5,573 $0.00 22,294 direct
RESTRICTED STOCK UNIT 0.0 2019-10-15 deemed execution date M 4,153 (d) common stock 4,153 $0.00 24,918 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents the right to receive, at settlement, one share of common stock. this transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
f2 shares withheld by apple to satisfy tax withholding requirements on vesting of restricted stock units.
f3 this transaction was made pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 31, 2019.
f4 this transaction was executed in multiple trades at prices ranging from $233.675 to $234.57; the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the sec staff, apple, or a security holder of apple.
f5 this award was granted on october 5, 2015. 12.5% of the award vested on april 15, 2016 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending october 15, 2019.
f6 this award was granted on october 14, 2016. 12.5% of the award vested on april 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending october 15, 2020, assuming continued employment through the applicable vesting date.
f7 this award was granted on october 15, 2017. 12.5% of the award vested on april 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending october 15, 2021, assuming continued employment through the applicable vesting date.
f8 this award was granted on september 30, 2018. 12.5% of the award vested on april 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending october 15, 2022, assuming continued employment through the applicable vesting date.

Elevate your investments