Form Type: 4

SEC EDGAR Link
Acccession Number:0001225208-19-013625
Date:2019-10-16
Issuer: JPMORGAN CHASE & CO (JPM)
Original Submission Date:

Reporting Person:

DIMON JAMES
383 MADISON AVENUE
NEW YORK, NY 10179-0001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-16 M 563,562 a $43.20 833,993 direct
COMMON STOCK 2019-10-16 F 394,837 d $120.00 439,156 direct
COMMON STOCK 0 $0.00 7,676 indirect
COMMON STOCK 0 $0.00 1,734,045 indirect
COMMON STOCK 0 $0.00 4,185,737 indirect
COMMON STOCK 0 $0.00 115,800 indirect f1
COMMON STOCK 0 $0.00 1,385,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHTS 43.2 2019-10-16 deemed execution date M 563,562 (d) 2020-01-20 common stock 563,562 $43.20 0 direct
Footnotes
IDfootnote
f1 reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
f2 exercise of sars pursuant to 10b5-1 plan dated august 15, 2019.
f3 stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning january 20, 2011. shares resulting from exercise must be held at least five years from the grant date.

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