Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-19-013623
Date:2019-10-16
Issuer: JPMORGAN CHASE & CO (JPM)
Original Submission Date:

Reporting Person:

PETNO DOUGLAS B
383 MADISON AVENUE
NEW YORK, NY 10179-0001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-16 M 75,000 a $46.58 370,504 direct
COMMON STOCK 2019-10-16 F 53,534 d $120.00 316,970 direct
COMMON STOCK 2019-10-16 0 $0.00 49,635 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHTS 46.58 2019-10-16 deemed execution date M 75,000 (d) 2023-01-17 common stock 75,000 $46.58 75,000 direct
Footnotes
IDfootnote
f1 exercise of sars pursuant to 10b5-1 plan dated august 14, 2019.
f2 stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning january 17, 2014. shares resulting from exercise must be held at least five years from the grant date.
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