Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-19-013733
Date:2019-10-16
Issuer: CUMMINS INC (CMI)
Original Submission Date:

Reporting Person:

FIER WALTER J
500 JACKSON STREET
COLUMBUS, IN 47201

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON 2019-10-16 0 $0.00 2,349 direct
COMMON 2019-10-16 0 $0.00 82 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT-TO-BUY) 166.18 2019-10-16 deemed execution date A 1,235 (a) 2022-10-16 2029-10-16 common 1,235 $166.18 1,235 direct
STOCK OPTION (RIGHT-TO-BUY) 109.09 2019-10-16 deemed execution date 0 ( ) 2019-04-04 2026-04-04 common 3,390 $109.09 3,390 direct
STOCK OPTION (RIGHT-TO-BUY) 136.82 2019-10-16 deemed execution date 0 ( ) 2018-04-02 2025-04-02 common 1,340 $136.82 1,340 direct
STOCK OPTION (RIGHT-TO-BUY) 149.34 2019-10-16 deemed execution date 0 ( ) 2017-04-02 2024-04-02 common 560 $149.34 560 direct
STOCK OPTION (RIGHT-TO-BUY) 149.72 2019-10-16 deemed execution date 0 ( ) 2020-04-03 2027-04-03 common 2,810 $149.72 2,810 direct
STOCK OPTION (RIGHT-TO-BUY) 160.1 2019-10-16 deemed execution date 0 ( ) 2021-04-03 2028-04-03 common 1,960 $160.10 1,960 direct
STOCK OPTION (RIGHT-TO-BUY) 163.43 2019-10-16 deemed execution date 0 ( ) 2022-04-04 2029-04-04 common 3,085 $163.43 3,085 direct
Footnotes
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