Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-031037
Date:2019-10-24
Issuer: FRANKLIN RESOURCES INC (BEN)
Original Submission Date:

Reporting Person:

YANG GEOFFREY Y
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY SAN MATEO, CA 94403-1906

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DEFERRED DIRECTOR'S FEES (FRI) 0.0 2019-10-24 deemed execution date A 53 (a) 2035-04-20 2035-04-20 common stock, par value $.10 53 $0.00 26,044 direct
Footnotes
IDfootnote
f1 not applicable.
f2 exercisable and expiration dates assume the director's separation from service from franklin resources, inc. and its subsidiaries occurs in the february following the director's 75th birthday. see footnote below.
f3 represents a hypothetical investment account calculation of deferred franklin resources inc.'s director's fees, under the 2006 director deferred compensation plan, based upon the performance of franklin resources inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from franklin resources, inc. and its subsidiaries. reporting person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of franklin resources, inc. stock effective as of the first day of any calendar quarter.
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