Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
| Title of Derivative Security |
Conversion or Exercise Price of Derivative Security |
Transaction Date |
Deemed Execution Date |
Transaction Code |
Number of Derivative Securities Acquired (A) or Disposed of (D) |
Date Exercisable | Expiration Date |
Title and Amount of Securities Underlying Derivative Security |
Price of Derivative Security |
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) |
Ownership Form: Direct (D) or Indirect (I) |
Nature of Indirect Beneficial Ownership |
| STOCK OPTION (RIGHT TO BUY CLASS B COMMON STOCK) |
15.0 |
2019-10-23 |
deemed execution date |
M |
55,000 (d) |
|
2020-10-18 |
class b common stock 55,000 |
$15.00 |
0 |
indirect |
by sheryl k. sandberg, trustee of sheryl k. sandberg revocable trust uta dated september 3, 2004 |
| CLASS B COMMON STOCK |
0.0 |
2019-10-23 |
deemed execution date |
M |
55,000 (a) |
|
|
class a common stock 55,000 |
$0.00 |
55,000 |
indirect |
by sheryl k. sandberg, trustee of sheryl k. sandberg revocable trust uta dated september 3, 2004 |
| CLASS B COMMON STOCK |
0.0 |
2019-10-23 |
deemed execution date |
C |
55,000 (d) |
|
|
class a common stock 55,000 |
$0.00 |
0 |
indirect |
by sheryl k. sandberg, trustee of sheryl k. sandberg revocable trust uta dated september 3, 2004 |
Footnotes
| ID | footnote |
|---|
| f1 |
represents the number of shares that were acquired upon the conversion of class b common stock to class a common stock in connection with the exercise of the stock option listed in table ii. |
| f2 |
shares held of record by sheryl k. sandberg, trustee of sheryl k. sandberg revocable trust uta dated september 3, 2004. |
| f3 |
the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the holder. |
| f4 |
the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $182.10 to $183.04 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| f5 |
the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $183.135 to $184.13 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| f6 |
the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $184.14 to $185.135 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| f7 |
the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $185.14 to $186.115 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| f8 |
the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $186.14 to $186.215 per share, inclusive. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| f9 |
the option vests as to (a) 260,000 shares in equal monthly installments over 48 months, beginning on may 1, 2013 and then (b) the remaining 940,000 shares vest in equal monthly installments over the following 12 months, subject to continued service through each vesting date. |
| f10 |
the class b common stock is convertible into the issuer's class a common stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. |
| f11 |
options held of record by sheryl k. sandberg, trustee of sheryl k. sandberg revocable trust uta dated september 3, 2004. |
| f12 |
the holder elected to convert the shares of class b common stock into class a common stock on a 1-for-1 basis. |
