Accession Number: | 0001225208-19-013876 |
Date: | 2019-10-25 |
Issuer: | JPMORGAN CHASE & CO (JPM) |
Original Submission Date: |
GILES NICOLE
383 MADISON AVENUE
NEW YORK, NY 10179-0001
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-10-25 | M | 2,790 | a | $0.00 | 8,949 | direct | ||
COMMON STOCK | 2019-10-25 | M | 1,857 | a | $0.00 | 10,806 | direct | ||
COMMON STOCK | 2019-10-25 | F | 945 | d | $125.70 | 9,861 | direct | ||
COMMON STOCK | 2019-10-25 | F | 1,420 | d | $125.70 | 8,441 | direct | ||
COMMON STOCK | 2019-10-28 | S | 863 | d | $126.73 | 7,578 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2019-10-25 | deemed execution date | M | 1,857 (d) | 2020-10-25 | common stock 1,857 | $0.00 | 1,857 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2019-10-25 | deemed execution date | M | 2,790 (d) | 2021-10-25 | common stock 2,790 | $0.00 | 5,581 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit represents a contingent right to receive one share of jpmc common stock. |
f2 | sale pursuant to 10b5-1 plan dated august 5, 2019. |
f3 | restricted stock units vest 25% on october 25, 2017, 25% on october 25, 2018, 25% on october 25, 2019, and 25% on october 25, 2020, subject to continued employment. shares resulting from vesting must be held at least two years from each vesting date. |
f4 | restricted stock units vest 25% on october 25, 2018, 25% on october 25, 2019, 25% on october 25, 2020, and 25% on october 25, 2021, subject to continued employment. shares resulting from vesting must be held at least two years from each vesting date. |