Form Type: 4

SEC EDGAR Link
Acccession Number:0001225208-19-013876
Date:2019-10-25
Issuer: JPMORGAN CHASE & CO (JPM)
Original Submission Date:

Reporting Person:

GILES NICOLE
383 MADISON AVENUE
NEW YORK, NY 10179-0001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-25 M 2,790 a $0.00 8,949 direct
COMMON STOCK 2019-10-25 M 1,857 a $0.00 10,806 direct
COMMON STOCK 2019-10-25 F 945 d $125.70 9,861 direct
COMMON STOCK 2019-10-25 F 1,420 d $125.70 8,441 direct
COMMON STOCK 2019-10-28 S 863 d $126.73 7,578 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-10-25 deemed execution date M 1,857 (d) 2020-10-25 common stock 1,857 $0.00 1,857 direct
RESTRICTED STOCK UNITS 0.0 2019-10-25 deemed execution date M 2,790 (d) 2021-10-25 common stock 2,790 $0.00 5,581 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of jpmc common stock.
f2 sale pursuant to 10b5-1 plan dated august 5, 2019.
f3 restricted stock units vest 25% on october 25, 2017, 25% on october 25, 2018, 25% on october 25, 2019, and 25% on october 25, 2020, subject to continued employment. shares resulting from vesting must be held at least two years from each vesting date.
f4 restricted stock units vest 25% on october 25, 2018, 25% on october 25, 2019, 25% on october 25, 2020, and 25% on october 25, 2021, subject to continued employment. shares resulting from vesting must be held at least two years from each vesting date.

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