Accession Number: | 0001325670-19-000002 |
Date: | 2019-10-29 |
Issuer: | SOUTHERN NATIONAL BANCORP OF VIRGINIA INC (SONA) |
Original Submission Date: |
DERRICO GEORGIA S
2954 BURRLAND LANE
THE PLAINS, VA 20198
PORTER R RODERICK
2954 BURRLAND LANE
THE PLAINS, VA 20198
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-10-29 | P | 10,000 | a | $7.04 | 494,086 | direct | ||
COMMON STOCK | 2019-10-29 | 0 | $0.00 | 750 | direct | ||||
COMMON STOCK | 2019-10-29 | 0 | $0.00 | 105,375 | indirect | ||||
COMMON STOCK | 2019-10-29 | 0 | $0.00 | 45,235 | indirect | ||||
COMMON STOCK | 2019-10-29 | 0 | $0.00 | 7,628 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 7.04 | 2019-10-29 | deemed execution date | P | 10,000 (d) | 2011-07-27 | 2020-07-27 | common stock 10,000 | $7.04 | 0 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 7.2 | deemed execution date | 0 ( ) | 2012-03-21 | 2021-03-21 | common stock 40,000 | $7.20 | 40,000 | direct | |||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 7.92 | deemed execution date | 0 ( ) | 2013-12-05 | 2022-12-05 | common stock 40,000 | $7.92 | 80,000 | direct | |||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 9.14 | deemed execution date | 0 ( ) | 2014-06-21 | 2023-06-21 | common stock 40,000 | $9.14 | 120,000 | direct | |||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 10.47 | deemed execution date | 0 ( ) | 2015-07-22 | 2024-07-22 | common stock 48,000 | $10.47 | 168,000 | direct | |||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 11.43 | deemed execution date | 0 ( ) | 2016-06-19 | 2025-06-19 | common stock 48,000 | $11.43 | 216,000 | direct | |||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 11.99 | deemed execution date | 0 ( ) | 2017-06-16 | 2026-06-16 | common stock 48,000 | $11.99 | 264,000 | direct |
ID | footnote |
---|---|
f1 | includes restricted stock which vests in 5 annual installments beginning january 24, 2020. owned as follows: 10,000 by georgia s. derrico and 10,000 by r. roderick porter. |
f2 | these shares are owned jointly. georgia s. derrico and r. roderick porter are married. |
f3 | these shares are owned by georgia s. derrico. |
f4 | these shares are held in an ira owned by georgia s. derrico. |
f5 | these shares are held in an ira owned by r. roderick porter. |
f6 | these shares are held in a 401k plan as follows: 3794.6065 by georgia s. derrico and 3835.0412 by r. roderick porter. |
f7 | these shares are owned as follows: 5,000 by georgia s. derrico and 5,000 by r. roderick porter. |
f8 | these options are owned as follows: 20,000 by georgia s. derrico and 20,000 by r. roderick porter. |
f9 | these options are owned as follows: 24,000 by georgia s. derrico and 24,000 by r. roderick porter. |
f10 | these options are exercisable as follows: 9600 on 6/19/16, 9600 on 6/19/17, 9600 on 6/19/18, 9600 on 6/19/19, 9600 on 6/19/20. |
f11 | these options are exercisable as follows: 9600 on 6/16/17, 9600 on 6/16/18, 9600 on 6/16/19, 9600 on 6/16/20, 9600 on 6/16/21. |