Form Type: 4

SEC EDGAR Link
Accession Number:0001325670-19-000002
Date:2019-10-29
Issuer: SOUTHERN NATIONAL BANCORP OF VIRGINIA INC (SONA)
Original Submission Date:

Reporting Person:

DERRICO GEORGIA S
2954 BURRLAND LANE
THE PLAINS, VA 20198

Reporting Person:

PORTER R RODERICK
2954 BURRLAND LANE
THE PLAINS, VA 20198

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-29 P 10,000 a $7.04 494,086 direct
COMMON STOCK 2019-10-29 0 $0.00 750 direct
COMMON STOCK 2019-10-29 0 $0.00 105,375 indirect
COMMON STOCK 2019-10-29 0 $0.00 45,235 indirect
COMMON STOCK 2019-10-29 0 $0.00 7,628 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.04 2019-10-29 deemed execution date P 10,000 (d) 2011-07-27 2020-07-27 common stock 10,000 $7.04 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.2 deemed execution date 0 ( ) 2012-03-21 2021-03-21 common stock 40,000 $7.20 40,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.92 deemed execution date 0 ( ) 2013-12-05 2022-12-05 common stock 40,000 $7.92 80,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 9.14 deemed execution date 0 ( ) 2014-06-21 2023-06-21 common stock 40,000 $9.14 120,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 10.47 deemed execution date 0 ( ) 2015-07-22 2024-07-22 common stock 48,000 $10.47 168,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 11.43 deemed execution date 0 ( ) 2016-06-19 2025-06-19 common stock 48,000 $11.43 216,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 11.99 deemed execution date 0 ( ) 2017-06-16 2026-06-16 common stock 48,000 $11.99 264,000 direct
Footnotes
IDfootnote
f1 includes restricted stock which vests in 5 annual installments beginning january 24, 2020. owned as follows: 10,000 by georgia s. derrico and 10,000 by r. roderick porter.
f2 these shares are owned jointly. georgia s. derrico and r. roderick porter are married.
f3 these shares are owned by georgia s. derrico.
f4 these shares are held in an ira owned by georgia s. derrico.
f5 these shares are held in an ira owned by r. roderick porter.
f6 these shares are held in a 401k plan as follows: 3794.6065 by georgia s. derrico and 3835.0412 by r. roderick porter.
f7 these shares are owned as follows: 5,000 by georgia s. derrico and 5,000 by r. roderick porter.
f8 these options are owned as follows: 20,000 by georgia s. derrico and 20,000 by r. roderick porter.
f9 these options are owned as follows: 24,000 by georgia s. derrico and 24,000 by r. roderick porter.
f10 these options are exercisable as follows: 9600 on 6/19/16, 9600 on 6/19/17, 9600 on 6/19/18, 9600 on 6/19/19, 9600 on 6/19/20.
f11 these options are exercisable as follows: 9600 on 6/16/17, 9600 on 6/16/18, 9600 on 6/16/19, 9600 on 6/16/20, 9600 on 6/16/21.
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