Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-031206
Date:2019-10-25
Issuer: THERMO FISHER SCIENTIFIC INC. (TMO)
Original Submission Date:

Reporting Person:

CASPER MARC N
168 THIRD AVENUE
WALTHAM, MA 02451

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-25 M 47,729 a $73.24 328,960 direct
COMMON STOCK 2019-10-25 S 1,100 d $291.36 327,860 direct
COMMON STOCK 2019-10-25 S 3,080 d $292.56 324,780 direct
COMMON STOCK 2019-10-25 S 6,352 d $293.50 318,428 direct
COMMON STOCK 2019-10-25 S 3,400 d $294.82 315,028 direct
COMMON STOCK 2019-10-25 S 4,975 d $295.69 310,053 direct
COMMON STOCK 2019-10-25 S 15,955 d $296.68 294,098 direct
COMMON STOCK 2019-10-25 S 12,867 d $297.59 281,231 direct
COMMON STOCK 2019-10-25 0 $0.00 69,330 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 73.24 2019-10-25 deemed execution date M 47,729 (d) 2020-02-26 common stock 47,729 $73.24 0 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on october 29, 2018.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $291.02 to $291.85, inclusive. the reporting person undertakes to provide to thermo fisher scientific inc. ("tmo"), any security holder of tmo or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7) and (8) to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $292.08 to $293.07, inclusive.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $293.08 to $294.06, inclusive.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $294.11 to $295.035, inclusive.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $295.12 to $296.11, inclusive.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $296.135 to $297.13, inclusive.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $297.16 to $298.15, inclusive.
f9 the option vested in four equal installments on february 26, 2014, 2015, 2016 and 2017.
WhaleWisdom Logo

Elevate your investments