Form Type: 4

SEC EDGAR Link
Accession Number:0001137789-19-000085
Date:2019-10-28
Issuer: SEAGATE TECHNOLOGY PLC (STX)
Original Submission Date:

Reporting Person:

ZANDER EDWARD J
SEAGATE TECHNOLOGY PLC
10200 S. DE ANZA BOULEVARD CUPERTINO, CA 95014

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2019-10-28 M 5,146 a $0.00 5,146 direct
ORDINARY SHARES 2019-10-28 F 1,853 d $57.75 46,088 indirect
ORDINARY SHARES 2019-10-28 0 $0.00 16,698 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED SHARE UNIT 0.0 2019-10-28 deemed execution date M 5,146 (d) ordinary shares 5,146 $0.00 0 direct
RESTRICTED SHARE UNIT 0.0 2019-10-29 deemed execution date A 5,579 (a) ordinary shares 5,579 $0.00 5,579 direct
Footnotes
IDfootnote
f1 on october 29, 2019, the reporting person transferred 3,293 ordinary shares previously owned directly (5,146 ordinary shares vested on october 28, 2019 minus 1,853 ordinary shares withheld to cover tax liabilities) to the edward and mona zander trust dtd 4/19/93.
f2 these ordinary shares are withheld securities to cover tax liabilities incident to the vesting of restricted share units ("rsus").
f3 these shares are held by zanadu capital partners, l.p. (the "partnership"), and the number reported reflects the aggregate number of shares held by the partnership. the reporting person is a general partner of the partnership. the reporting person disclaims beneficial ownership in the shares held by the partnership except to the extent of his pecuniary interest therein.
f4 each rsu represents a contingent right to receive one ordinary share of the issuer. the award vested on the date prior to the annual general meeting of the shareholders of the issuer following the end of the issuer's fiscal year ended june 28, 2019.
f5 consists of a grant of rsus awarded to the reporting person under the amended and restated seagate technology plc 2012 equity incentive plan for no consideration. each rsu represents a contingent right to receive one ordinary share of the issuer. subject to the reporting person's continuous service with the issuer, shares will be released to the reporting person on the earlier of (i) one year from the date of grant and (ii) one day prior to the next election of directors following the date of grant.
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