Accession Number: | 0001001250-19-000123 |
Date: | 2019-10-31 |
Issuer: | ESTEE LAUDER COMPANIES INC (EL) |
Original Submission Date: |
TRAVIS TRACEY THOMAS
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK, NY 10153
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2019-10-31 | M | 29,511 | a | $0.00 | 60,850 | direct | ||
CLASS A COMMON STOCK | 2019-10-31 | F | 14,453 | d | $183.99 | 46,397 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS (SHARE PAYOUT) | 0.0 | 2019-10-31 | deemed execution date | M | 4,849 (d) | 2019-10-31 | 2019-10-31 | class a common stock 4,849 | $0.00 | 0 | direct | |
RESTRICTED STOCK UNITS (SHARE PAYOUT) | 0.0 | 2019-10-31 | deemed execution date | M | 16,766 (d) | 2019-10-31 | 2019-10-31 | class a common stock 16,766 | $0.00 | 0 | direct | |
RESTRICTED STOCK UNITS (SHARE PAYOUT) | 0.0 | 2019-10-31 | deemed execution date | M | 4,335 (d) | 2019-10-31 | 2020-11-02 | class a common stock 4,335 | $0.00 | 4,335 | direct | |
RESTRICTED STOCK UNITS (SHARE PAYOUT) | 0.0 | 2019-10-31 | deemed execution date | M | 3,561 (d) | 2019-10-31 | 2021-11-01 | class a common stock 3,561 | $0.00 | 7,123 | direct |
ID | footnote |
---|---|
f1 | payout of shares upon vesting of portions of restricted stock units ("rsus") granted september 6, 2016 september 5, 2017, and september 4, 2018. |
f2 | not applicable. |
f3 | represents the withholding of shares for tax purposes. |
f4 | rsus vest and are paid out in shares of class a common stock on a one-to-one basis on the applicable vesting date. rsus generally vest in three approximately equal installments unless otherwise indicated. upon payout, additional shares will be withheld to cover statutory tax obligations. rsus are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. |
f5 | rsus from annual grant dated september 6, 2016. |
f6 | rsus from an additional (non-annual) grant dated september 6, 2016 vested and were paid out in full. |
f7 | rsus from grant dated september 5, 2017. assuming continued employment, rsus will vest and be paid out as follows: 4,335 on november 2, 2020. |
f8 | rsus from grant dated september 4, 2018. assuming continued employment, rsus will vest and be paid out as follows: 3,561 on november 2, 2020 and 3,562 on november 1, 2021. |