Form Type: 4

SEC EDGAR Link
Accession Number:0001001250-19-000123
Date:2019-10-31
Issuer: ESTEE LAUDER COMPANIES INC (EL)
Original Submission Date:

Reporting Person:

TRAVIS TRACEY THOMAS
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE NEW YORK, NY 10153

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-10-31 M 29,511 a $0.00 60,850 direct
CLASS A COMMON STOCK 2019-10-31 F 14,453 d $183.99 46,397 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS (SHARE PAYOUT) 0.0 2019-10-31 deemed execution date M 4,849 (d) 2019-10-31 2019-10-31 class a common stock 4,849 $0.00 0 direct
RESTRICTED STOCK UNITS (SHARE PAYOUT) 0.0 2019-10-31 deemed execution date M 16,766 (d) 2019-10-31 2019-10-31 class a common stock 16,766 $0.00 0 direct
RESTRICTED STOCK UNITS (SHARE PAYOUT) 0.0 2019-10-31 deemed execution date M 4,335 (d) 2019-10-31 2020-11-02 class a common stock 4,335 $0.00 4,335 direct
RESTRICTED STOCK UNITS (SHARE PAYOUT) 0.0 2019-10-31 deemed execution date M 3,561 (d) 2019-10-31 2021-11-01 class a common stock 3,561 $0.00 7,123 direct
Footnotes
IDfootnote
f1 payout of shares upon vesting of portions of restricted stock units ("rsus") granted september 6, 2016 september 5, 2017, and september 4, 2018.
f2 not applicable.
f3 represents the withholding of shares for tax purposes.
f4 rsus vest and are paid out in shares of class a common stock on a one-to-one basis on the applicable vesting date. rsus generally vest in three approximately equal installments unless otherwise indicated. upon payout, additional shares will be withheld to cover statutory tax obligations. rsus are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
f5 rsus from annual grant dated september 6, 2016.
f6 rsus from an additional (non-annual) grant dated september 6, 2016 vested and were paid out in full.
f7 rsus from grant dated september 5, 2017. assuming continued employment, rsus will vest and be paid out as follows: 4,335 on november 2, 2020.
f8 rsus from grant dated september 4, 2018. assuming continued employment, rsus will vest and be paid out as follows: 3,561 on november 2, 2020 and 3,562 on november 1, 2021.
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