Form Type: 4

SEC EDGAR Link
Accession Number:0001713683-19-000037
Date:2019-11-01
Issuer: ZSCALER, INC. (ZS)
Original Submission Date:

Reporting Person:

BLASING KAREN
C/O ZSCALER, INC.
110 ROSE ORCHARD WAY SAN JOSE, CA 95134

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-01 M 1,000 a $5.82 2,595 direct
COMMON STOCK 2019-11-01 S 1,000 d $44.00 1,595 direct
COMMON STOCK 2019-11-01 0 $0.00 55,624 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 5.82 2019-11-01 deemed execution date M 1,000 (d) 2027-03-02 common stock 1,000 $5.82 185,334 direct
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted on december 29, 2018.
f2 the shares are held of record by the blasing family revocable trust u/a dtd 12/22/2005 for which the reporting person serves as trustee.
f3 the option is subject to an early exercise provision and is immediately exercisable. shares subject to the option vest in 48 equal monthly installments beginning on february 1, 2017.
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