Accession Number: | 0001713683-19-000037 |
Date: | 2019-11-01 |
Issuer: | ZSCALER, INC. (ZS) |
Original Submission Date: |
BLASING KAREN
C/O ZSCALER, INC.
110 ROSE ORCHARD WAY
SAN JOSE, CA 95134
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-01 | M | 1,000 | a | $5.82 | 2,595 | direct | ||
COMMON STOCK | 2019-11-01 | S | 1,000 | d | $44.00 | 1,595 | direct | ||
COMMON STOCK | 2019-11-01 | 0 | $0.00 | 55,624 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 5.82 | 2019-11-01 | deemed execution date | M | 1,000 (d) | 2027-03-02 | common stock 1,000 | $5.82 | 185,334 | direct |
ID | footnote |
---|---|
f1 | the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted on december 29, 2018. |
f2 | the shares are held of record by the blasing family revocable trust u/a dtd 12/22/2005 for which the reporting person serves as trustee. |
f3 | the option is subject to an early exercise provision and is immediately exercisable. shares subject to the option vest in 48 equal monthly installments beginning on february 1, 2017. |