Form Type: 4

SEC EDGAR Link
Accession Number:0001554687-19-000003
Date:2019-11-01
Issuer: WALGREENS BOOTS ALLIANCE, INC. (WBA)
Original Submission Date:

Reporting Person:

PESSINA STEFANO
24 BOULEVARD DU TENAO
MONTE CARLO, O9 98000

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2019-11-01 A 76,570 a $0.00 259,277 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2019-11-01 0 $0.00 144,788,821 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 57.38 2019-11-01 deemed execution date A 420,168 (a) 2029-11-01 common stock 420,168 $57.38 420,168 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 77.08 2019-11-01 deemed execution date 0 ( ) 2019-02-12 2026-02-12 common stock 263,273 $77.08 263,273 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 82.46 2019-11-01 deemed execution date 0 ( ) 2019-11-01 2026-11-01 common stock 410,798 $82.46 410,798 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 67.01 2019-11-01 deemed execution date 0 ( ) 2027-11-01 common stock 504,710 $67.01 504,710 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 79.9 2019-11-01 deemed execution date 0 ( ) 2028-11-01 common stock 395,061 $79.90 395,061 direct
Footnotes
IDfootnote
f1 this is a grant of restricted stock units under the amended and restated walgreens boots alliance, inc. 2013 omnibus incentive plan (the "plan"), together with the related award agreement and the applicable election forms thereunder. the shares underlying these restricted stock units vest with respect to 25,498 shares on november 1, 2020, with respect to 25,498 shares on november 1, 2021, and with respect to 25,574 shares on november 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the plan (together with the related award agreement and the applicable election forms thereunder).
f2 shares of common stock are held of record by a corporation, alliance sante participations s.a. ("asp") which is 100% owned by another corporation, newcip s.a., which is 100% controlled by the reporting person.
f3 the option vested on february 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the plan (together with the related agreement thereunder).
f4 the option vested on november 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the plan (together with the related agreement thereunder).
f5 the option vested with respect to 168,068 shares on november 1, 2018 and with respect to a further 168,068 shares on november 1, 2019 and vests with respect to 168,574 shares on november 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the plan (together with the related agreement thereunder).
f6 the option vested with respect to 131,555 shares on november 1, 2019 and vests with respect to 131,555 shares on november 1, 2020 and with respect to 131,951 shares on november 1, 2021, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the plan (together with the related agreement thereunder).
f7 the option vests with respect to 139,916 shares on november 1, 2020, with respect to 139,916 shares on november 1, 2021 and with respect to 140,336 shares on november 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the plan (together with the related agreement thereunder).
WhaleWisdom Logo

Elevate your investments