Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-055053
Date:2019-11-01
Issuer: ALPHABET INC. (GOOG)
Original Submission Date:

Reporting Person:

DRUMMOND DAVID C
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY MOUNTAIN VIEW, CA 94043

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS C CAPITAL STOCK 2019-11-01 M 800 a $281.61 45,806 direct
CLASS C CAPITAL STOCK 2019-11-01 M 9,763 a $286.52 55,569 direct
CLASS C CAPITAL STOCK 2019-11-01 M 2,882 a $316.94 58,451 direct
CLASS C CAPITAL STOCK 2019-11-01 M 14,985 a $316.94 73,436 direct
CLASS C CAPITAL STOCK 2019-11-01 S 800 d $1,261.08 72,636 direct
CLASS C CAPITAL STOCK 2019-11-01 S 500 d $1,262.30 72,136 direct
CLASS C CAPITAL STOCK 2019-11-01 S 1,736 d $1,263.54 70,400 direct
CLASS C CAPITAL STOCK 2019-11-01 S 4,801 d $1,264.46 65,599 direct
CLASS C CAPITAL STOCK 2019-11-01 S 4,769 d $1,265.43 60,830 direct
CLASS C CAPITAL STOCK 2019-11-01 S 900 d $1,266.37 59,930 direct
CLASS C CAPITAL STOCK 2019-11-01 S 4,500 d $1,267.77 55,430 direct
CLASS C CAPITAL STOCK 2019-11-01 S 4,654 d $1,268.70 50,776 direct
CLASS C CAPITAL STOCK 2019-11-01 S 3,455 d $1,269.62 47,321 direct
CLASS C CAPITAL STOCK 2019-11-01 S 1,200 d $1,270.66 46,121 direct
CLASS C CAPITAL STOCK 2019-11-01 S 1,028 d $1,271.75 45,093 direct
CLASS C CAPITAL STOCK 2019-11-01 S 87 d $1,272.86 45,006 direct
CLASS C CAPITAL STOCK 0 $0.00 2,095 indirect
CLASS C GOOGLE STOCK UNITS 0 $0.00 23,629 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION TO PURCHASE CLASS C CAPITAL STOCK 316.94 2019-11-01 deemed execution date M 14,985 (d) 2022-04-04 class c capital stock 14,985 $316.94 29,970 direct
OPTION TO PURCHASE CLASS C CAPITAL STOCK 316.94 2019-11-01 deemed execution date M 2,882 (d) 2022-04-04 class c capital stock 2,882 $316.94 5,764 direct
OPTION TO PURCHASE CLASS C CAPITAL STOCK 286.516 2019-11-01 deemed execution date M 9,763 (d) 2021-04-06 class c capital stock 9,763 $286.52 19,525 direct
OPTION TO PURCHASE CLASS C CAPITAL STOCK 281.611 2019-11-01 deemed execution date M 800 (d) 2020-12-01 class c capital stock 800 $281.61 6,798 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,260.73 to $1,261.72, inclusive. the reporting person undertakes to provide to any security holder of alphabet inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (11) to this form 4.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,261.75 to $1,262.74, inclusive.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,263.01 to $1,264.00, inclusive.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,264.01 to $1,265.00, inclusive.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,265.02 to $1,266.01, inclusive.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,266.05 to $1,267.04, inclusive.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,267.18 to $1,268.17, inclusive.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,268.18 to $1,269.17, inclusive.
f9 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,269.20 to $1,270.19, inclusive.
f10 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,270.21 to $1,271.20, inclusive.
f11 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1,271.52 to $1,272.51, inclusive.
f12 class c google stock units (gsus) entitle the reporting person to receive one share of class c capital stock for each share underlying the gsu as gsu vests. 1/16th of gsus vested on march 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the gsus are fully vested, subject to continued employment on such vesting dates.
f13 option is fully vested.

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