Form Type: 4

SEC EDGAR Link
Accession Number:0001737530-19-000026
Date:2019-11-01
Issuer: SMARTSHEET INC (SMAR)
Original Submission Date:

Reporting Person:

FARRELL EUGENE
C/O SMARTSHEET INC.
10500 NE 8TH ST., SUITE 1300 BELLEVUE, WA 98004

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-11-01 M 200 a $5.28 39,997 direct
CLASS A COMMON STOCK 2019-11-01 S 200 d $40.51 39,797 direct
CLASS A COMMON STOCK 2019-11-04 M 100 a $5.28 39,897 direct
CLASS A COMMON STOCK 2019-11-04 S 100 d $40.41 39,797 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY CLASS A COMMON STOCK) 5.28 2019-11-01 deemed execution date M 200 (d) 2027-08-08 class a common stock 200 $5.28 786,922 direct
STOCK OPTION (RIGHT TO BUY CLASS A COMMON STOCK) 5.28 2019-11-04 deemed execution date M 100 (d) 2027-08-08 class a common stock 100 $5.28 786,822 direct
Footnotes
IDfootnote
f1 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the holder.
f2 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $40.49 to $40.525 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the option vests as to 20% of the total shares on june 1, 2018, then 2.0833% of the total shares vest monthly during the second and fourth year of vesting, and 2.5% of the total shares vest monthly during the third year of vesting, with 100% of the total shares vested and exercisable on june 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
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