Form Type: 4

SEC EDGAR Link
Acccession Number:0001127602-19-031993
Date:2019-11-05
Issuer: 3M CO (MMM)
Original Submission Date:

Reporting Person:

ASHISH KHANDPUR K
3M CENTER
ST. PAUL, MN 55144-1000

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-05 M 3,362 a $78.72 13,988 direct
COMMON STOCK 2019-11-05 S 3,362 d $174.20 10,626 direct
COMMON STOCK 0 $0.00 752 indirect
COMMON STOCK 0 $0.00 807 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 78.72 2019-11-05 deemed execution date M 3,362 (d) 2011-02-09 2020-02-07 common stock 3,362 $78.72 0 direct
Footnotes
IDfootnote
f1 includes shares acquired under 3m's general employee stock purchase plan.

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