| Acccession Number: | 0001127602-19-032037 |
| Date: | 2019-11-04 |
| Issuer: | CVS HEALTH CORP (CVS) |
| Original Submission Date: |
BRENNAN TROYEN A
ONE CVS DRIVE
WOONSOCKET, RI 02895
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-11-04 | M | 23,604 | a | $54.53 | 107,921 | direct | ||
| COMMON STOCK | 2019-11-04 | S | 23,604 | d | $68.00 | 84,317 | direct | ||
| COMMON STOCK (RESTRICTED) | 0 | $0.00 | 16,610 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION | 54.53 | 2019-11-04 | deemed execution date | M | 23,604 (d) | 2014-04-01 | 2020-04-01 | common stock 23,604 | $54.53 | 0 | direct | |
| STOCK OPTION | 74.29 | deemed execution date | 0 ( ) | 2015-04-01 | 2021-04-01 | common stock 54,550 | $74.29 | 54,550 | direct | |||
| STOCK OPTION | 102.26 | deemed execution date | 0 ( ) | 2016-04-01 | 2022-04-01 | common stock 47,937 | $102.26 | 47,937 | direct | |||
| STOCK OPTION | 104.82 | deemed execution date | 0 ( ) | 2017-04-01 | 2023-04-01 | common stock 53,772 | $104.82 | 53,772 | direct | |||
| STOCK OPTION | 78.05 | deemed execution date | 0 ( ) | 2018-04-03 | 2024-04-03 | common stock 75,134 | $78.05 | 75,134 | direct | |||
| STOCK OPTION | 62.21 | deemed execution date | 0 ( ) | 2019-04-01 | 2025-04-01 | common stock 87,575 | $62.21 | 87,575 | direct | |||
| STOCK OPTION | 54.19 | deemed execution date | 0 ( ) | 2020-04-01 | 2029-04-01 | common stock 161,605 | $54.19 | 161,605 | direct |
| ID | footnote |
|---|---|
| f1 | all sales were effected pursuant to a rule 10b5-1 plan. |
| f2 | option became exercisable in four equal annual installments, commencing 4/1/2014. |
| f3 | option became exercisable in four equal annual installments, commencing 4/1/2015. |
| f4 | option became exercisable in four equal annual installments, commencing 4/1/2016. |
| f5 | option became exercisable in four equal annual installments, commencing 4/1/2017. |
| f6 | option became exercisable in four equal annual installments, commencing 4/3/2018. |
| f7 | option became exercisable in four equal annual installments, commencing 4/1/2019. |
| f8 | option becomes exercisable in four equal annual installments, commencing 4/1/2020. |
