Form Type: 4

SEC EDGAR Link
Acccession Number:0001225208-19-014201
Date:2019-11-05
Issuer: JPMORGAN CHASE & CO (JPM)
Original Submission Date:

Reporting Person:

BACON ASHLEY
383 MADISON AVENUE
NEW YORK, NY 10179-0001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-05 M 31,381 a $46.58 143,572 direct
COMMON STOCK 2019-11-05 M 11,249 a $35.61 154,821 direct
COMMON STOCK 2019-11-05 M 10,000 a $44.29 164,821 direct
COMMON STOCK 2019-11-05 F 35,768 d $129.57 129,053 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHTS 46.58 2019-11-05 deemed execution date M 31,381 (d) 2023-01-17 common stock 31,381 $46.58 0 direct
STOCK APPRECIATION RIGHTS 35.61 2019-11-05 deemed execution date M 11,249 (d) 2022-01-18 common stock 11,249 $35.61 0 direct
STOCK APPRECIATION RIGHTS 44.29 2019-11-05 deemed execution date M 10,000 (d) 2021-01-19 common stock 10,000 $44.29 0 direct
Footnotes
IDfootnote
f1 stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning january 17, 2014. shares resulting from exercise must be held at least five years from the grant date.
f2 stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning january 18, 2013. shares resulting from exercise must be held at least five years from the grant date.
f3 stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning january 19, 2012. shares resulting from exercise must be held at least five years from the grant date.

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