Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-055544
Date:2019-11-04
Issuer: CORTEVA, INC. (CTVA)
Original Submission Date:

Reporting Person:

FRIEDMAN GREGORY R
C/O CORTEVA, INC.
974 CENTRE ROAD, CRP 735 WILMINGTON, DE 19805

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-04 P 2,800 a $26.18 60,582 direct
COMMON STOCK 2019-11-04 P 1,025 a $26.20 61,607 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTIONS 27.17 deemed execution date 0 ( ) 2021-02-04 common stock 18,326 $27.17 18,326 direct
NON-QUALIFIED STOCK OPTIONS 32.36 deemed execution date 0 ( ) 2022-02-03 common stock 12,157 $32.36 12,157 direct
NON-QUALIFIED STOCK OPTIONS 26.76 deemed execution date 0 ( ) 2026-02-02 common stock 21,638 $26.76 21,638 direct
NON-QUALIFIED STOCK OPTIONS 34.68 deemed execution date 0 ( ) 2027-02-01 common stock 21,111 $34.68 21,111 direct
NON-QUALIFIED STOCK OPTIONS 41.94 deemed execution date 0 ( ) 2028-02-14 common stock 10,780 $41.94 10,780 direct
Footnotes
IDfootnote
f1 on june 1, 2019, the reporting person received a dividend of one (1) share of corteva, inc. common stock for every three (3) shares of dowdupont inc. held by the reporting person, and the reporting person's equity awards denominated in dowdupont common stock were adjusted, in part, into equity awards denominated in corteva common stock, all as described in corteva's registration statement on form 10 filed with the securities and exchange commission on may 6, 2019. this amount includes shares of issuer common stock received in connection with the separation in an exempt transaction pursuant to rule 16a-9, including restricted stock units and related dividend equivalent units.
f2 in connection with the separation, certain outstanding dowdupont stock options were converted into awards of options to purchase shares of the issuer's common stock in an exempt transaction pursuant to rule 16a-9. the number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original dowdupont stock option.
f3 this option is fully vested and exercisable.
f4 14,074 options are vested and exercisable. the remaining options will vest on february 2, 2020.
f5 3,593 options are vested and exercisable. the remaining options will vest in two equal installments on february 15, 2020 and february 15, 2021.
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